Auditing for In-Charge Auditors: Risk Assessment, Planning, and Fieldwork
Auditing for In-Charge Auditors: Risk Assessment, Planning, and Fieldwork Overview
In-Charge auditors play a vital role leading audits to success. They must plan, guide the team during fieldwork, coordinate the communication of results, direct the preparation of workpapers and provide performance guidance to team members. They need to balance their own and the team’s hard and soft skills often under challenging conditions.
Topics covered include preliminary fieldwork and program development, operational vs. financial auditing, fieldwork methodology tools, and data analysis. It also covers risk assessment strategies and effectiveness, and the internal audit role in Enterprise Risk Management (ERM).
Who Should Attend
Financial, Operational, Information Technology, and External Auditors.
0h 1m
WEBVTT
Welcome to auditing for
InCharge auditors, risk
assessment, planning, and
fieldwork. InCharge auditors
are pivotal in guiding audits
successfully, which includes
planning, directing the team,
managing communication,
overseeing work paper
preparation, and providing
performance guidance to the
team.
They are often tasked with
balancing their own and the
team's hard and soft skills in
challenging conditions. The
course explores a range of
topics, including fieldwork,
program development,
distinction between operational
and financial auditing,
fieldwork methodology tools,
and data analysis. Also
included is a detailed
understanding of risk
assessment strategies and
effectiveness, and the role of
internal audit in enterprise
risk management, or ERM.
Designed for financial,
operational, information
technology, and external
auditors, successful completion
of this course will earn
participants four CPE credits.
Overview
Learning Style
On Demand
Level
Intermediate
Includes
Assessment
Who this course is for
Financial, Operational, Information Technology, and External Auditors.
NASBA Certified CPE
4 credits
Field of Study
Auditing
Length of course
4h
Advanced Preparation
None
Learning Options
Options for this course
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ACI Learning is registered with NASBA
ACI Learning is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: https://www.nasbaregistry.org/