Information System Auditing Process
Overview
In this course you will learn the key processes and methodologies used by organizations in the areas of information systems acquisition, development and implementation. This includes testing methodologies, control identification and design, business case and feasibility analysis and system migration.
Information System Auditing Process Overview
This is the third of five courses that helps prepare you for the ISACA Certified Information Systems Auditor certification. In this course you will learn the key processes and methodologies used by organizations in the areas of information systems acquisition, development and implementation. This includes testing methodologies, control identification and design, business case and feasibility analysis and system migration.
WEBVTT
Welcome in. I'm so excited
to have you here today. I'm
your host, Lauren Deal, and
I'll be your learner advocate
as we go along. But I'm so
excited to welcome to the show,
Chris Ward. How are you doing
today?
I'm doing really well,
Lauren. Thanks for coming along
on the ride as we talk about
our certified in information
systems audit. Being an
auditor, yeah, it's going to be
great.
I have to say, I'm really
excited about this. You know
that I'm passionate about
audit, and I know you are too.
So who is this course
specifically designed for?
Well, what we're trying to
do here is provide a course
that is not only good for CPEs,
those continuing education
credits that most people are
looking for if you are an
auditor, but we're also trying
to prepare maybe some of you
who don't have the CISA or CISA
certification. And if that's
you, great, because we're going
to be giving you all these tips
and tricks on how to prepare,
be ready for this exam. But if
you're just, hey, you know, I'm
looking for a more updated
information about what
information systems audit looks
like
and what has ISACA added in the
latest and greatest version.
Well, Lauren, this is going to
be a course for you.
And you are so
knowledgeable, Chris. You know,
this is the perfect course for
us to be learning along with
you. Tell us a little bit about
your background and how you got
into this.
Well, you know, that's a
great question. How did I get
involved in this? I think I was
dragged kicking and screaming
into this particular area.
But I'm all kidding aside.
My background is primarily in
the world of I.T. and project
management. And so when I got
into I.T. service management,
when I started working in
consulting and training,
I found myself more and more
being involved with potential
edits and audits and everything
in between. And so it was it
was a really cool experience
for me as I stepped from,
as I like to say, the one side
of the audit
to the other side of the audit,
where instead of being the one
who was being audited, I was
working alongside people that
were doing the auditing.
And it's definitely a different
perspective. But what I found,
and maybe many of you are going
to find this as well, is much
of the information is the same.
It's just the matter of
perspective. And so that's kind
of my background. And that's
kind of how I approach this
particular course.
Well, Chris, this is such a
fun opportunity to learn with
you. I happen to be passionate
about data data analytics and
understanding how audits work.
I find it like detective work.
And you're getting to the the
pieces that hold the
organization together. And in
this course, we're going to be
covering quite a bit. What are
we going to be exploring,
Chris?
Well, the first thing that
we want to remember is that
this is the first of five
courses that you can take.
This one in particular is going
to be dealing with the you
know, what where do we start
basically the the information
and you know, systems, the I.S.
from from the I.S. audit
information systems auditing.
You know, how do we plan this?
How do we get ready to execute
on this? What are some of the
background information that we
need before we even start doing
research and gathering the data
and doing the research? Well,
what is it that we need to
know? Well, let's take a look
here and we kind of outline it
a little bit about what's going
to happen in this course.
The first thing that we're
going to really look at is
planning and executing an I.S.
audit. And again, this is for
those of you who are thinking,
wait, is this different than
financial audits? Absolutely.
I mean, there are some
generalized audit type of
functions and roles that are
out there. But in particular,
this course is premier in or
primarily, I should say,
looking at the information
systems or the I.T. world.
And that's what we're going to
look at. We're also going to be
taking a look at how we
evaluate our control
environment, because one of the
things that we are doing as
auditors is making sure our
organizations following through
on how they handle risk, how
they put in controls and are
they following those controls?
Are those controls adequate?
Many of those questions we can
help an organization answer by
coming in and doing these
audits. Also, we're going to be
taking a look at how we
communicate the audit. Results,
you know, some it's great to
have all those work papers,
right? It's great to have all
that documentation. But how do
you turn around and actually
communicate that to the actual
senior management, the audit
committee, those who have
called upon us to step in and
help out? Then we're also going
to take a look at quality
assurance and improving the
audit process itself. We don't
just rest on our laurels.
We're asking our clients or
whether if it's an internal
audit, our organization, if
it's an external audit, it's
the clients that we're working
with. We ask them to improve.
We ask them to have some sort
of improvement
process or practice in place.
So we should also be
considering what is it that we
can do to improve
our audit process, our audit
practice,
the way that we do these
things. And so, Lauren, that is
what we're going to cover in
this particular course here in
SISA.
This sounds like an exciting
adventure, Chris. We're going
to be covering a lot of ground,
like you said. So you at home
get your pen and your paper
ready. And let's jump into the
first episode and start our
learning.
Learning Style
On Demand
Length of course
4h 1m
14 Episodes
Here are the topics we'll cover
- IS Auditing Planning
- IS Auditing Execution
- Reporting and Communications
Learning Options
Options for this course
Train your team
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Channel & Reseller
Transform your experience and integrate with our unique evolving library of Audit, Cybersecurity, and Information Technology courses.
Individual learners
Learn at your own pace and get your certification training.