Assessing Corporate Culture and Ethics - OAM223WEB

Overview

Corporate culture plays a pivotal role in preventing fraud and limiting reputational damage. Also, the Standards state that internal auditors “must evaluate the design, implementation, and effectiveness of the organization’s ethics-related objectives, programs, and activities.” This webinar provides the key ethical considerations, models impacting this field, important technological implications, and a roadmap to conduct a review of an organization’s corporate culture and ethics infrastructure.


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Tuition costs

$195

NASBA Certified CPE

2 Credits

Auditing

Why you should attend

You should attend because assessing corporate culture and ethics is a requirement and we must have sufficient knowledge to perform these reviews effectively.

Who should attend

Internal and external auditors, financial auditors, audit management, information security, compliance and risk management professionals.

What You'll learn

You will learn key definitions and trends, models, IT considerations, how to assess and monitor corporate culture and ethics, and how to provide recommendations to the board and management.

Prerequisites

None

 

Definitions and Trends:

  • Defining corporate culture, ethics, values and their influence on employee conduct
  • The practical implications of these concepts to auditors and the linkage to the system of internal controls
  • Clarifying the challenges to auditors of reviewing soft topics
  • Current trends, concerns and best practices

Important Models:

  • COSO IC-IF
  • COSO ERM
  • FCPA and UK Bribery Act
  • Federal sentencing guidelines
  • The Organization for Economic Co-operation and Development (OECD)
  • FINRA’s regulatory and examination priorities
  • The Three Lines Model

IT and Cybersecurity Considerations:

  • Ethics in a technologically-oriented world
  • Key documents and practices to promote ethics in the workplace
  • Mass automation and digital marketing
  • Emerging IT/cybersecurity topics and concerns

Defining, Measuring and Reporting on Culture and Ethics:

  • Planning and fieldwork considerations
  • Communicating results
  • Key documents and evidentiary matter
  • Suggestions to address the potential political implications

Monitoring Activities:

  • Cyclical and continuous monitoring
  • Leveraging Key Risk Indicators (KRIs)
  • Developing a tactical and strategic approach to continuous monitoring
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Schedule your course

Use the table below to select the time and location that works best for you.

Timezone: America/New_York

November 2021

Instructor: null null
Nov 19th, 2021-Nov 19th, 2021
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ACI Learning is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Ambrose Boswell’s Success Story

I love helping people, and I love solving problems. In IT, you get to do both! If this is a career you want to take, then, absolutely, dive in, and sign up!
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