Risk and Compliance Certificate

Develop the essential skills you need to address management’s business concerns, identify and mitigate risk, and ensure compliance requirements are met.

Is This Certificate For Me?

This certificate is designed for audit directors and managers, internal and external auditors, risk management specialists, personnel with corporate governance responsibilities, information technology auditors, operations managers, chief compliance officers, and chief audit executives.

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Learn best practices for identifying and managing risk to ensure that your organization's objectives are met.

Here’s How it Works

Enroll in Courses

Take 3 instructor-led classes and get the 4th for free

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Advance your career with proven abilities

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Save 10% on all ACI Learning conferences for a year

What You’ll Learn

Course Objectives

Learn the underlying concepts of a risk-based audit methodology including risk assessment including the fundamentals of risk-based auditing, defining risk in business terms, and conducting a detailed risk analysis.

Details:

  • Length: 4 days

  • Prerequisite: None

  • Advance Preparation: None

  • Learning Level: Basic

  • Field: Auditing

  • Delivery Method: Group-Live

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Course Objectives

Discover methods, structures, and tools that can be used for establishing ERM (Enterprise Risk Management). Learn to define which aspects need to be audited and how it should be done.

Details:

  • Length: 3 days

  • Prerequisite: Risk School (OAR321) or equivalent risk assessment experience

  • Advance Preparation: None

  • Learning Level: Intermediate

  • Field: Auditing

  • Delivery Method: Group-Live

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Course Objectives

Develop the skills to implement a best-in-class GRC Integrated Framework in an organization. Learn how to work with executive management on ethics, compliance, and the management of governance risks.

Details:

  • Length: 3 days

  • Prerequisite: Fundamentals of Internal Auditing (OAG101)​, Advanced Auditing for In-Charge Auditors (OAG201)​, or equivalent experience

  • Advance Preparation: None

  • Learning Level: Advanced

  • Field: Auditing

  • Delivery Method: Group-Live

  • Bonus Materials: Charters for the Ethics & Compliance Committee; Code of Ethics; Conflict of Interest Statement; Guidelines for consistent policies & procedures; Regulatory Compliance Playbook; Universe of Regulatory Areas to consider; Fraud Policy; Checklists for selected compliance areas; ERM Approach & Model; Roles & responsibilities of the Chief Risk Officer; Pulling It All Together through Technology & Dashboard Reporting; Best practice GRC Framework "Snapshot"

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Program at a Glance

At a Glance: Help organizations achieve their goals with a comprehensive understanding of risk, ethics, compliance, and reporting.

  • 4 seminars: 1 required, 3 elective

Connect With a Learning Consultant

Alex Moncrief: Virtual Training During COVID-19

I would definitely recommend this class to other auditors. I really feel like it was a useful, beneficial class.
Alex Moncrief/State Farm Insurance Technology Analyst

Unlock Savings

When you earn a certificate, take classes as an organization, or take multiple classes in a week, additional savings may apply. For every certificate, take 3 instructor-led courses, and you'll get the 4th course free* — and a certificate!

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